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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-13
  • FL RA
    APPROVED
    Since 2012-12-13

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

North Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 12/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-12-17
    W. Palm Beach, FL
    New York, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    W. Palm Beach, FL
    New York, NY
  • 2007-02-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    New York, NY
Other Businesses

Lavari LLC / Company / This is an apartment my wife and I own, that we intend to rent out. / Officer / My wife and I started and LLC to own a property we intend to rent out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-19
  • S66 Uniform Combined State Law Examination
    2007-02-19

View on SEC IAPD

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