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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-09 |
| IL | RA | APPROVED | 1998-02-16 |
Branch Locations
700 A Willow Lane, West Dundee, IL 60118 • United States
Donna, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/1987 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/1998 | Present |
| Moore-Kline Wealth Advisors | West Dundee | IL | 09/2012 | Present |
| C. Moore & Company Inc. | West Dundee | IL | 01/1988 | Present |
1) MOORE-KLINE WEALTH ADVISORS; WEST DUNDEE, IL; PRESIDENT; ACCOUNTING/FINANCIAL SERVICES; TAX PREPARATION/ACCOUNTING FINANCIAL SERVICES; START DATE: 9/1/2012; 160HRS/MTH: 2) C. MOORE & COMPANY INC., NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, ACCOUNTING, INCOME TAX PLANNING, START DATE 1988, 40 HRS/WEEK, ENROLLED AGENT:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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