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James Gerald Hendricks

Hendricks Wealth And Estate Management

West Dundee, IL

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Current Employers
Hendricks Wealth And Estate Management

2403 Harnish Dr., Suite 201, Algonquin, IL 60102 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APP_PEND_IARCE 2026-01-01
IL RA APP_PEND_IARCE 2026-01-01
  • HI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

650 Spring Hill Ring Road, Suite #2000, West Dundee, IL 60118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 05/2004 10/2016
J.G. Hendricks Financial Services West Dundee IL 10/2017 Present
Cetera Advisors Llc Denver CA 10/2016 10/2017
Hero Investment Planners Llc West Dundee IL 01/2021 03/2023
  • 05/2004 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2017 → Present
    J.G. Hendricks Financial Services
    West Dundee, IL
  • 10/2016 → 10/2017
    Cetera Advisors Llc
    Denver, CA
  • 01/2021 → 03/2023
    Hero Investment Planners Llc
    West Dundee, IL
Previous Registrations
  • 2021-01-21 → 2022-08-31
    Hero Investment Planners Llc
    West Dundee, IL
  • 2016-10-03 → 2017-10-12
    Cetera Advisors Llc
    West Dundee, IL
    Kihei, HI
  • 2005-01-10 → 2016-10-03
    Investors Capital Corp.
    Tustin, CA
    Lynnfield, MA
    West Dundee, IL
    Lynnfield, MA
    Lynnfield, MA
    Tulsa, OK
    Kihei, HI
  • 2004-05-14 → 2004-12-31
    Eastern Point Advisors Inc.
    Lake In The Hills, IL
  • 2002-06-21 → 2004-05-24
    Rbc Capital Markets, Llc
    Hoffman Estates, IL
Other Businesses

J.G. HENDRICKS FINANCIAL SERVICES, LLC. 650 SPRING HILL RING ROAD SUITE 2000 WEST DUNDEE, IL 60118. Owner and investment advisor, investment related, 40 per week, 40 hours in trading hours. ***FIXED INSURANCE. J.G. HENDRICKS FINANCIAL SERVICES, LLC. 650 SPRING HILL RING ROAD SUITE 2000 WEST DUNDEE, IL 60118. INSURANCE SALES, AGENT; FINANCIAL ADVISOR. 2004. HRS/MONTH: 2 HRS/TRADING: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-10
  • S66 Uniform Combined State Law Examination
    2002-05-10
Designations

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
INDEPENDENT FINANCIAL GROUP, LLC
STRATEGIC ASSET MANAGEMENT LLC.
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
JAMES T. BORELLO & CO.

Other Investors

BEVERLY RACHEL MOORE
Jennifer Lynn Barber-Uhri
NANETTE JOY KASTNER
Jason Joel Bennett
JAMES MICHAEL JUENGLING
David J Willeumier
Juan Enrique Gaytan
Fredrerick Escobar

Other Offices

CETERA INVESTMENT ADVISERS LLC · WEST DUNDEE, IL
U.S. BANCORP ADVISORS, LLC · WEST DUNDEE, IL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · West Dundee, IL
EDWARD JONES · West Dundee, IL
INDEPENDENT FINANCIAL GROUP, LLC · DUNDEE, IL
STRATEGIC ASSET MANAGEMENT LLC. · East Dundee, IL
J.P. MORGAN SECURITIES LLC · CARPENTERSVILLE, IL
PFS INVESTMENTS INC. · ELGIN, IL

More in West Dundee, IL

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