James Michael Juengling

Current Employers

Employment History

• 01/1972 → Present
  Juengling & Associates
  W Dundee, IL
• 07/2010 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2010-05-18 → 2010-07-19
  Lpl Financial Llc
  Fort Mill, SC
  West Dundee, IL

Other Businesses

(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/23/1972 ADDRESS: 115 W Main, Suite 210, Dundee IL 60118, United States DESCRIPTION: 100% OWNER AND INSURANCE AGENT OF JUENGLING & ASSOCIATES PROVIDING VARIOUS TYPES OF INSURANCE SINCE 1972. INVESTMENT-RELATED. 35% TIME SPENT. BUSINESS CONDUCED AT ADDRESS OF RECORD. (2) JUENGLING & ASSOCIATES POSITION: Owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/23/1972 ADDRESS: 115 W Main, Suite 210, Dundee IL 60118, United States DESCRIPTION: 100% OWNER OF DBA JUENGLING & ASSOCIATES USED FOR MARKETING PURPOSES SINCE 1972. INVESTMENT RELATED. 50% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. r r rIFG NOTE: Adding DBA after discovering that this was previously disclosed on onboarding paperwork. (3) THE NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/10/1973 ADDRESS: 115 W Main, Suite 210, Dundee IL 60118, United States DESCRIPTION: MEMBER OF THE NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS SINCE 1973 Member of the IL Legislative Council since 2016. 1% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-11
• S63 Uniform Securities Agent State Law Examination
  1992-07-24

Designations