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2434 Superior Drive Nw Suite 101, Rochester, MN 55901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-26 |
| IL | RA | APPROVED | 2021-03-10 |
Branch Locations
206 North River Street, Ste 2B, East Dundee, IL 60118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rda Financial Network, Inc | North Liberty | IA | 06/2010 | 03/2021 |
| United Planners Financial Services | Scottsdale | AZ | 07/2016 | 03/2021 |
| Dw Capital Management Llc | Schaumburg | IL | 08/2010 | Present |
| Rda Financial Network, Inc | Schaumburg | IL | 07/2016 | 03/2021 |
| Junior Achievement | River Grove | IL | 07/2016 | Present |
| David Willeumier & Dw Capital Management Llc | Schaumburg | IL | 07/2016 | Present |
| Strategic Asset Management, Llc | Rochester | MN | 03/2021 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 03/2021 | Present |
1.) DAVID WILLEUMIER & DW CAPITAL MANAGEMENT LLC - Insurance agent - Insurance sales - Schaumburg, IL - Since 07/2016 - Investment Related 2.) STRATEGIC ASSET MANAGEMENT, LLC - IAR SINCE 3/2021 - INVESTMENT RELATED 4.) GRADIENT - FIXED INDEXED ANNUITY - AGENT - 9/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-04 |
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