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Current Employers
James T. Borello & Co.

151 Dundee Avenue, East Dundee, IL 60118 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-06-19
  • IL RA
    APPROVED
    Since 2012-06-19

Branch Locations

151 Dundee Ave., East Dundee, IL 60118 • UNITED STATES

151 Dundee Ave., East Dundee, IL 60118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James T. Borello & Co. East Dundee IL 05/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-18
S63 Uniform Securities Agent State Law Examination 1992-11-13
  • S65 Uniform Investment Adviser Law Examination
    1999-02-18
  • S63 Uniform Securities Agent State Law Examination
    1992-11-13

View on SEC IAPD

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