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James Thomas Borello

James T. Borello & Co.

East Dundee, IL

East Dundee, IL

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Current Employers
James T. Borello & Co.

151 Dundee Avenue, East Dundee, IL 60118 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-14
IL RA APPROVED 1998-02-11
  • TX RA
    APPROVED_RES
    Since 2019-01-14
  • IL RA
    APPROVED
    Since 1998-02-11

Branch Locations

151 Dundee Ave., East Dundee, IL 60118 • UNITED STATES

151 Dundee Ave., East Dundee, IL 60118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James T. Borello & Co. East Dundee IL 11/1985 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-19
Other Names
  • Jim Borello

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel James Borello
MICHAEL THOMAS SPEZIALE
Chad Douglas Anderson
David J Willeumier
JAMES MICHAEL JUENGLING
Jason Joel Bennett
DAVID MICHAEL SCHLOSSBERG
LAWRENCE PETER STRZELECKI

Other Offices

STRATEGIC ASSET MANAGEMENT LLC. · East Dundee, IL
INDEPENDENT FINANCIAL GROUP, LLC · DUNDEE, IL
EDWARD JONES · West Dundee, IL
ASSURED ADVISORY GROUP, LLC · EAST DUNDEE, IL
U.S. BANCORP ADVISORS, LLC · WEST DUNDEE, IL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · West Dundee, IL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · West Dundee, IL
J.P. MORGAN SECURITIES LLC · CARPENTERSVILLE, IL

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