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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-08 |
| TX | RA | APPROVED | 2025-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmacia Farmasana | Leon, Guanajuato | 10/2015 | 01/2019 | |
| Oportun | Leon, Guanajuato | 10/2017 | 03/2018 | |
| Jp Morgan Chase Bank Na | Huntley | IL | 11/2018 | 06/2022 |
| Edward Jones | St Louis | MO | 07/2022 | 04/2025 |
| Jp Morgan Securities Llc | Chicago | IL | 11/2018 | 06/2022 |
| J.P. Morgan Securities Llc | Carpentersville | IL | 04/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Carpentersville | IL | 04/2025 | Present |
| Sunset Building Management Llc | Woodstock | IL | 10/2023 | 10/2025 |
| Gaytan Enterprise Llc | Cary | IL | 08/2022 | Present |
Entity Name: Gaytan Enterprise LLC Investment related: No Address: Private Residence Nature of the other business: Undefined Position/Title/Relationship: Owner/Partner Start Date: 08/18/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity was created between my wife and I for the purpose of buying a property to operate a beauty salon, however, we took at different direction with another entity we created, the entity is not in use at this time. But we have kept it active in IL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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