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Jay Allen Dobbs

Ameriprise Financial Services, LLC

Edina, MN

Maple Grove, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2010-04-22
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2010-04-22

Branch Locations

7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eden Prairie MN 10/2009 03/2020
Ameriprise Financial Services, Inc. Edina MN 10/2009 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Eden Prairie, MN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Edina, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Edina, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-16
S63 Uniform Securities Agent State Law Examination 1987-10-08
  • S65 Uniform Investment Adviser Law Examination
    2013-12-16
  • S63 Uniform Securities Agent State Law Examination
    1987-10-08

View on SEC IAPD

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STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
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