Best Investors
Account
Sign in
Best Investors
Account
Sign in
Msm Financial, LLC CRD 298606
$14.4M regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4999 France Ave South Suite 245, Minneapolis, MN 55410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-02-02 |
| KS | RA | APPROVED | 2022-12-15 |
| ND | RA | APPROVED | 2022-10-03 |
| DC | RA | APPROVED | 2022-09-30 |
| VA | RA | APPROVED | 2022-08-29 |
| OH | RA | APPROVED | 2022-08-09 |
| MD | RA | APPROVED | 2022-07-07 |
| IA | RA | APPROVED | 2022-06-06 |
| CA | RA | APPROVED | 2022-05-23 |
| MN | RA | APPROVED | 2018-08-31 |
Branch Locations
4999 France Ave South Suite 245, Minneapolis, MN 55410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 12/2015 | 06/2018 |
| North Star Resource Group | Minneapolis | MN | 12/2015 | 06/2018 |
| Minnesota Life Ins Co | St Paul | MN | 12/2015 | 06/2018 |
| Cri Securities, Inc | St Paul | MN | 12/2015 | 06/2018 |
| Msm Financial, Llc | Minneapolis | MN | 02/2015 | Present |
MSM FINANCIAL, LLC; 80 S 8TH ST, SUITE 900, MINNEAPOLIS, MN 55402; NON-INVEST RELATED; CPA FIRM; OWNER/PRINCIPAL; 02/2015-PRES; 120 HRS/MO; 100 TRAD HRS/MO. *NEIGHBORS FOR JAMIE LONG, MINNEAPOLIS, MN; NON-INVEST RELATED; CAMPAIGN TREASURER; 08/2017-PRES; 10 HRS/MO WITH 0 HRS/MO DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-29 |
Reach out to this advisor