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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ajt, Inc. | Golden Valley | MN | 09/2006 | 11/2019 |
| Tufford Hughes And Associates | Minneapolis | MN | 06/2008 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2019 |
| Advisornet Wealth Management | Minneapolis | MN | 05/2018 | 11/2019 |
| Lpl Financial Llc | Edina | MN | 11/2019 | Present |
1) 7/2008 - DBA for LPL Business (entity for LPL business) - Tufford-Hughes and Associates - Investment Related - 100% - Edina, MN 55410 2) 7/2008 - Non-Variable Insurance - Advsiornet Financial - 5% - Investment Related - Edina, MN 55410 3) 10/2010 - Business Entity For Tax/Investment Purposes Only - T-H Financial - Investment Related - Edina, MN 55410
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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