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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2019 |
| Advisornet Wealth Management | Minneapolis | MN | 05/2018 | 11/2019 |
| James R Hill, Inc | Burnsville | MN | 04/2010 | Present |
| Lpl Financial, Llc | Edina | MN | 11/2019 | Present |
1. 08/01/2007 - TUFFORD-HUGHES AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ EDINA, MN 2. 01/01/2010 - JAMES R HILL INC CONTROLLER/ OUTSIDE, W-2 EMPLOYMENT/ INVESTMENT RELATED/ 20%/ BURNSVILLE, MN 3. 2/4/2021 - Tufford-Hughes & Associates - DBA: Tufford-Hughes and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2007 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-06 |
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