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Joseph Robert Dolan

Thomas Leo Advisory, LLC

Minneapolis, MN

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Current Employers
Thomas Leo Advisory, Llc

4406 Beard Ave S, Minneapolis, MN 55410 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
MN RA APPROVED 2017-03-23
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • MN RA
    APPROVED
    Since 2017-03-23

Branch Locations

4406 Beard Ave S, Minneapolis, MN 55410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Leo Advisory, Llc Minneapolis MN 01/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-06
  • S66 Uniform Combined State Law Examination
    2002-09-06

View on SEC IAPD

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