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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
CA RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

15 W. Carillo St., Santa Barbara, CA 93101 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Santa Barbara CA 11/2005 05/2017
Independent Financial Partners Santa Barbara CA 04/2015 05/2017
Sagepoint Financial, Inc. Santa Barbara CA 05/2017 10/2022
Channel Wealth, Llc Santa Barbara CA 10/2022 12/2023
Advisory Services Network, Llc Atlanta GA 12/2023 Present
Calton & Associates, Inc. Tampa FL 05/2024 Present
  • 11/2005 → 05/2017
    Santa Barbara, CA
  • 04/2015 → 05/2017
    Santa Barbara, CA
  • 05/2017 → 10/2022
    Sagepoint Financial, Inc.
    Santa Barbara, CA
  • 10/2022 → 12/2023
    Santa Barbara, CA
  • 12/2023 → Present
    Advisory Services Network, Llc
    Atlanta, GA
  • 05/2024 → Present
    Calton & Associates, Inc.
    Tampa, FL
Previous Registrations
  • 2022-10-28 → 2023-11-30
    Santa Barbara, CA
    Santa Barbara, CA
  • 2017-05-09 → 2022-11-01
    Osaic Services, Inc.
    Santa Barbara, CA
    Santa Barbara, CA
    Santa Barbara, CA
  • 2015-04-07 → 2017-05-09
    Santa Barbara, CA
  • 2005-11-09 → 2016-09-07
    Santa Barbara, CA
    Santa Barbara, CA
  • 2001-05-15 → 2005-11-14
    Wells Fargo Investments, Llc
    Santa Barbara, CA
Other Businesses

1. 11/22/2016 - No Business Name - Investment Related - 8107 Buena Fortuna, Carpinteria, CA 93013 - Real Estate Rental - Start 11/26/2016 - O Hours Per Month. 2. SCOTT TETER POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/17/2010 ADDRESS: 15 W. Carillo Street, Suite 252, Santa Barbara CA 93101, United States DESCRIPTION: Independent insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-20
S63 Uniform Securities Agent State Law Examination 1987-10-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-20
  • S63 Uniform Securities Agent State Law Examination
    1987-10-13

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