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Michael T Moore

Wealthquest Corporation

Cincinnati, OH

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Current Employers
Wealthquest Corporation

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-05-31
  • OH RA
    APPROVED
    Since 2018-05-31

Branch Locations

50 E-Business Way Suite 120, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services Louisville KY 01/2012 Present
Wealthquest Cincinnati OH 05/2018 Present
  • 01/2012 → Present
    Argi Investment Services
    Louisville, KY
  • 05/2018 → Present
    Wealthquest
    Cincinnati, OH
Previous Registrations
  • 2012-01-11 → 2018-03-15
    Cerity Partners Ocio Llc
    New York, NY
  • 2011-03-01 → 2012-01-10
    Colony Park Financial Services Llc.
    Greenville, SC
    Greenville, SC
    Cincinnati, OH
  • 2009-08-21 → 2009-10-13
    Horter Investment Management, Llc
    Cincinnati, OH
  • 2001-06-11 → 2009-08-05
    Alphamark Advisors, Llc
    Ft. Wright, KY
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-10
S63 Uniform Securities Agent State Law Examination 1987-07-22
  • S66 Uniform Combined State Law Examination
    2000-02-10
  • S63 Uniform Securities Agent State Law Examination
    1987-07-22
Other Names
  • Michael T Jr Moore
  • Michael Theodore Moore
  • Michael T Moore

View on SEC IAPD

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JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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