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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-07-01
  • TN RA
    APPROVED
    Since 2009-07-01

Branch Locations

1770 Kirby Pkwy Ste 400 Forum Iii, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Before This (High School & Colle Paducah KY 07/1977 Present
Northwestern Mutual Life Insurance Co. Milwaukee WI 12/1985 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 07/1977 → Present
    Student Before This (High School & Colle
    Paducah, KY
  • 12/1985 → Present
    Northwestern Mutual Life Insurance Co.
    Milwaukee, WI
  • 07/1987 → Present
    Milwaukee, WI
  • 11/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. MEEKS FINANCIAL GROUP INC, 100% OWNER, INVESTMENT RELATED, MEMPHIS TN, INCORPORATED NETWORK OFFICE JEMJ Services, LLC, OWNER, INVESTMENT RELATED, SEBS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-30
S65 Uniform Investment Adviser Law Examination 1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    2003-12-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
Other Names
  • James Meeks
  • Jim Edward Meeks
  • Jim Edward Meeks

View on SEC IAPD

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