Brady Odonnell Foley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2009-01-02 → 2009-06-22
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2001-07-31 → 2009-01-02
  Raymond James Financial Services, Inc.
  Coronado, CA
  Coronado, CA

Other Businesses

(1) 04/16/2009: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - INS TYPES: FIXED RATE ANNUITIES, LIFE INSURANCE (TERM PRIMARILY), LTC AND DISABILITY INSURANCE. 2. 10/04/2019 - Foley Financial Services, Inc. - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:10/12/2012 - 1 hr/mo - 0 hrs during trading. 3. 12/20/2024- Brady Foley- Real Estate Rental- INV Related- At Oxford, MS- Start date 01/01/2025- 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2000-03-06