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Cathi M Rosky

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-11
NJ RA APPROVED 2006-05-18
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • NJ RA
    APPROVED
    Since 2006-05-18

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westfield NJ 04/1996 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-31
S63 Uniform Securities Agent State Law Examination 1995-09-29
  • S66 Uniform Combined State Law Examination
    2006-03-31
  • S63 Uniform Securities Agent State Law Examination
    1995-09-29
Other Names
  • Catherine Burger
  • Catherine M Sarullo
  • Cathi Marie Burger
  • Catherine Marie Sarullo
  • Catherine Marie Rosky

View on SEC IAPD

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