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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-31 |
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 08/2018 |
| Ameriprise Financial Services, Inc | San Diego | CA | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-17 |
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