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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-10 |
| FL | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED | 2022-12-07 |
| CA | RA | APPROVED | 2015-02-03 |
| CO | RA | APPROVED | 2015-01-23 |
Branch Locations
8400 E. Prentice Ave Suite 800, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Constellation Insurance | Greenwood Village | CO | 01/2015 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2015 | Present |
| On Investment Management Company | Cincinnati | OH | 01/2015 | Present |
1) MIKE NEKOORAD CLU; 1 FIELDSTONE TRAIL,ENGLEWOOD CO 80113; NOT INVESTMENT RELATED; INSURANCE SALES; AGENT; 01/01/1994-PRESENT; 5 HOURS/MONTH (4 HOURS/TRADING); HEALTH INSURANCE, DENTAL INSURANCE, FIXED ANNITIES, GROUP INSURANCE BENEFITS, DIABILITY INCOME INSURANCE , EQUITY INDEX ANNITIES. 2) MIKE NEKOORAD CLU; 7307 CATAPA AVE CALIFORNIA CITY CA 93505; NOT INVESTMENT RELATED; RESIDENTIAL RENTAL PROPERTY; OWNER; 01/01/2010-PRESENT 0 HOUR/MONTH; 0 HOURS/TRADING; COLLECT RENT AND SEND REPAIRMAN TO MAINTAIN THE HOUSE. 4) Coffee Mortgages; NOT INVESTMENT RELATED; 8400 E. Prentice Ave, GREENWOOD CO 80111; MORTGAGE LOAN ORIGNATION; PRINCIPLE; 01/01/2018-PRESENT; 5 HRS./MO; 5 TRADING HRS./MO.; TAKE APPLICATIONS FOR PURCHASE OF REFINANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-25 |
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