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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-03 |
| TX | RA | APPROVED | 2019-12-13 |
Branch Locations
715 Ne 16Th Terrace Ste 2, Ft. Lauderdale, FL 33304 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gilman Ciocia, Inc. | Ft. Lauderdale | FL | 09/2009 | 12/2019 |
| National Securities Corporation | Fort Lauderdale | FL | 11/2013 | 12/2019 |
| National Assest Managment | Boca Raton | FL | 05/2019 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 2) SHAFFER WEALTH SOLUTIONS, 715 NE 16th Terrace, Suite 2, Fort Lauderdale FL 33304, 04/2024, PRESIDENT, DBA Name, INV REL, 160 HR/MO 160 HR/MO TRADING 3) ELBARLI, LLC, Fort Lauderdale FL 33304 United States, 03/2026, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-29 |
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