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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | White Plains | NY | 02/1987 | 11/2024 |
| Prudential Insurance Company Of America | White Plains | NY | 02/1987 | Present |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
1) 10/11/2024 - TFY, Inc - NFL Draft Analyst - Author - Non Inv Related - At WHITE PLAINS, NY - Start Date 06/01/2000 - 80hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-19 |
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