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John Kennon Martin

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-29
NC RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2016-06-29
  • NC RA
    APPROVED
    Since 2008-01-01

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
Previous Registrations
  • 2007-10-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Winston-Salem, NC
    St. Louis, MO
  • 2003-03-17 → 2006-06-14
    Charles Schwab & Co., Inc.
    Winston-Salem, NC
    Winston-Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-03
S63 Uniform Securities Agent State Law Examination 2000-05-18
  • S65 Uniform Investment Adviser Law Examination
    2001-12-03
  • S63 Uniform Securities Agent State Law Examination
    2000-05-18
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
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AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
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