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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1987-12-03
  • TX RA
    APPROVED
    Since 1987-12-03

Branch Locations

200 N Loraine St. Suite 110, Midland, TX 79701-9922 • United States

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Midland TX 11/1987 Present
Charles Schwab Bank Ssb Midland TX 02/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07
Other Names
  • Mitch Pryor
  • James M Pryor

View on SEC IAPD

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