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Keith Wayne Parker

Cargile Investment Management

Midland, TX

CRD 730668

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Employer firm

Cargile Investment Management CRD 116982

$395M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cargile Investment Management

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-24
  • TX RA
    APPROVED
    Since 2012-02-24

Branch Locations

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cargile Investment Management, Llp Midland TX 01/2012 Present
  • 01/2012 → Present
    Cargile Investment Management, Llp
    Midland, TX
Previous Registrations
  • 2006-04-28 → 2007-06-22
    Midland, TX
  • 2005-08-10 → 2006-04-07
    Next Financial Group, Inc.
    Midland, TX
  • 2004-03-17 → 2005-08-09
    United Securities Alliance, Inc.
    Midland, TX
  • 2003-09-19 → 2004-02-26
    American General Securities Incorporated
    Midland, TX
  • 2002-04-23 → 2003-07-10
    The Advisors Group, Inc.
    Midland, TX
Other Businesses

-INSURANCE PRODUCT SALES AS KEITH PARKER. 5% OF TIME SPENT CONDUCTING ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-23
S63 Uniform Securities Agent State Law Examination 1981-06-04
  • S65 Uniform Investment Adviser Law Examination
    2012-02-23
  • S63 Uniform Securities Agent State Law Examination
    1981-06-04

View on SEC IAPD

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