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Keith Wayne Parker

Cargile Investment Management

Midland, TX

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Current Employers
Cargile Investment Management

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-24
  • TX RA
    APPROVED
    Since 2012-02-24

Branch Locations

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cargile Investment Management, Llp Midland TX 01/2012 Present
  • 01/2012 → Present
    Cargile Investment Management, Llp
    Midland, TX
Previous Registrations
  • 2006-04-28 → 2007-06-22
    Cargile Investment Management
    Midland, TX
  • 2005-08-10 → 2006-04-07
    Next Financial Group, Inc.
    Midland, TX
  • 2004-03-17 → 2005-08-09
    United Securities Alliance, Inc.
    Midland, TX
  • 2003-09-19 → 2004-02-26
    American General Securities Incorporated
    Midland, TX
  • 2002-04-23 → 2003-07-10
    The Advisors Group, Inc.
    Midland, TX
Other Businesses

-INSURANCE PRODUCT SALES AS KEITH PARKER. 5% OF TIME SPENT CONDUCTING ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-23
S63 Uniform Securities Agent State Law Examination 1981-06-04
  • S65 Uniform Investment Adviser Law Examination
    2012-02-23
  • S63 Uniform Securities Agent State Law Examination
    1981-06-04

View on SEC IAPD

Other Firms

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J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEYOND BALANCED FINANCIAL PLANNING, LLC
RBC CAPITAL MARKETS, LLC

Other Investors

CHARLES ROSS GAINES
MICKEY RAY CARGILE
CHRISTOPHER LOUIS TEREBESSY
Braden Seth Schaffner
JESUS HIROHITO YAMAGUCHI ESQUIVEL
MARCEL CAMPOS
STEFAN PEREIRA FARIA
Philip Hill

Other Offices

TRINCHERA INVESTMENTS, LLC · MIDLAND, TX
ASHTON THOMAS PRIVATE WEALTH · MIDLAND, TX
EAGLE STRATEGIES LLC · MIDLAND, TX
J.P. MORGAN SECURITIES LLC · MIDLAND, TX
WELLS FARGO CLEARING SERVICES, LLC · MIDLAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDLAND, TX
BEYOND BALANCED FINANCIAL PLANNING, LLC · MIDLAND, TX
RBC CAPITAL MARKETS, LLC · MIDLAND, TX

More in Midland, TX

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