Charles Ross Gaines

Employer firm

Cargile Investment Management CRD 116982

$395M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Cargile Investment Management, Inc.
  Midland, TX

Previous Registrations

• 2003-01-02 → 2003-12-19
  Banc Of America Investment Services, Inc.
  Midland, TX

Other Businesses

(1) CPA - PREPARE TAX RETURNS, SELF-EMPLOYED, (SEASONAL-50 HRS PER YR.) NOT DURING TRADING HOURS. NON-INVESTMENT RELATED. (2) OIL & GAS INTREST - SELF-EMPLOYED, 1% WORKING INTEREST IN OIL & GAS PROPERTIES. -0- HRS PER YR. NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-23
• S63 Uniform Securities Agent State Law Examination
  2001-05-21

Other Names

• Charlie Gaines