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Charles Ross Gaines

Cargile Investment Management

Midland, TX

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Current Employers
Cargile Investment Management

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-03-22
  • TX RA
    APPROVED
    Since 2004-03-22

Branch Locations

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cargile Investment Management, Inc. Midland TX 03/2004 Present
  • 03/2004 → Present
    Cargile Investment Management, Inc.
    Midland, TX
Previous Registrations
  • 2003-01-02 → 2003-12-19
    Banc Of America Investment Services, Inc.
    Midland, TX
Other Businesses

(1) CPA - PREPARE TAX RETURNS, SELF-EMPLOYED, (SEASONAL-50 HRS PER YR.) NOT DURING TRADING HOURS. NON-INVESTMENT RELATED. (2) OIL & GAS INTREST - SELF-EMPLOYED, 1% WORKING INTEREST IN OIL & GAS PROPERTIES. -0- HRS PER YR. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 2001-05-21
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-21
Other Names
  • Charlie Gaines

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