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Mickey Ray Cargile

Cargile Investment Management

Midland, TX

CRD 730664

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Employer firm

Cargile Investment Management CRD 116982

$395M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Cargile Investment Management

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-11-09
TX RA APPROVED 2003-01-14
  • LA RA
    APPROVED
    Since 2016-11-09
  • TX RA
    APPROVED
    Since 2003-01-14

Branch Locations

415 West Wall Street Suite 2200, Midland, TX 79701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ceros Financial Services, Inc. South Boston MA 08/2009 06/2019
Cargile Investment Management, Inc. Midland TX 06/2001 Present
  • 08/2009 → 06/2019
    Ceros Financial Services, Inc.
    South Boston, MA
  • 06/2001 → Present
    Cargile Investment Management, Inc.
    Midland, TX
Previous Registrations
  • 2002-04-23 → 2003-12-17
    The Advisors Group, Inc.
    Midland, TX
Other Businesses

1. 1981-PRESENT-LICENSED TO SELL LIFE, HEALTH AND DISABILITY INSURANCE THROUGH MULTIPLE INSURANCE COMPANIES. ALSO PROVIDES FOR THE SALE OF FIXED ANNUITIES, ADDRESS 415 W WALL, STE 2200, MIDLAND, TX 797015, NOT INVESTMENT RELATED, 5 HRS PER MONTH, 100% OWNERSHIP; 2. CARGILE CHARITABLE FOUNDATION, ADDRESS 415 W WALL, STE 2200, MIDLAND, TX 79701 START DATE 2015, NOT INVESTMENT RELATED, NON PROFIT 503(C) OFFICER AND DIRECTOR, 1 HOUR PER MONTH, 100% OWNERSHIP;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-18
S63 Uniform Securities Agent State Law Examination 1981-06-04
  • S65 Uniform Investment Adviser Law Examination
    2001-06-18
  • S63 Uniform Securities Agent State Law Examination
    1981-06-04

View on SEC IAPD

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