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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-08-04
MD RA APPROVED 2021-07-16
OH RA APPROVED 2021-07-16
WA RA APPROVED 2021-07-16
  • AZ RA
    APPROVED
    Since 2021-08-04
  • MD RA
    APPROVED
    Since 2021-07-16
  • OH RA
    APPROVED
    Since 2021-07-16
  • WA RA
    APPROVED
    Since 2021-07-16

Branch Locations

12100 Ne 195Th Street, Suite 200, Bothell, WA 98011 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Conover Capital Management Bellevue WA 01/2015 04/2022
Conover Securities Corporation Bellevue WA 01/2015 04/2022
Global Retirement Partners, Llc San Rafael CA 07/2021 Present
Hub International Chicago IL 05/2021 Present
Lpl Financial Llc Bellevue WA 04/2022 Present
Hub International Investment Services Kansas City MO 06/2025 Present
  • 01/2015 → 04/2022
    Conover Capital Management
    Bellevue, WA
  • 01/2015 → 04/2022
    Conover Securities Corporation
    Bellevue, WA
  • 07/2021 → Present
    San Rafael, CA
  • 05/2021 → Present
    Hub International
    Chicago, IL
  • 04/2022 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 06/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2015-09-25 → 2022-10-05
    Conover Securities Corporation
    Bellevue, WA
    Bellevue, WA
  • 2018-01-08 → 2022-10-05
    Conover Capital Management
    Bellevue, WA
  • 2017-01-21 → 2017-12-31
    Conover Capital Management
    Bellevue, WA
  • 2015-09-25 → 2016-12-31
    Conover Capital Management
    Bellevue, WA
  • 2015-01-07 → 2015-08-15
    Conover Capital Management
    Bellevue, WA
  • 2008-01-31 → 2015-01-07
    Kestra Investment Services, Llc
    Austin, TX
    Bothell, WA
  • 1995-02-10 → 2008-02-20
    Cetera Wealth Services, Llc
    Seattle, WA
    Bellevue, WA
Other Businesses

1) 4/2022- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- inv. related- Bellevue, WA 2) 4/2022- HUB INTERNATIONAL- Outside/W-2 Employment- Financial Advisor/Insurance rep- inv. related- Bellevue, WA - start date 5/2021- 30hrs/mth 3) 4/2022- HUB INTERNATIONAL INVESTMENT SERVICES INC- ACCOMMODATION BROKER/DEALER- nv. related- Bellevue, WA - start date 4/2022- 0hrs 4)4/2022- HUB INTERNATIONAL- Non-Variable Insurance- agent selling Life, disability, LTC- inv. related- Bellevue, WA- start date 5/2021- 4hrs/mth 5) 04/29/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/2021 - 150 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 04/29/2022 - (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 05/2021 - 150 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-31
  • S63 Uniform Securities Agent State Law Examination
    1987-08-31
Designations
Other Names
  • Daintry Noelle Price-Kiser

View on SEC IAPD

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