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A5 Financial LLC CRD 334313
$14.9M regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-25 |
Branch Locations
22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Marietta | GA | 03/2011 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Marietta | GA | 11/2015 | 10/2018 |
| Personal Capital Advisors Corporation | Atlanta | GA | 11/2018 | 07/2019 |
| Unionbanc Investment Services, Llc | Woodinville | WA | 08/2019 | 12/2020 |
| Key Investment Services Llc | Seattle | WA | 04/2021 | 11/2021 |
| Unemployed | Bonney Lake | WA | 01/2021 | 03/2021 |
| Fidelity Brokerage Services Llc | Bellevue | WA | 12/2022 | 04/2024 |
| Gradient Advisors, Llc | Arden Hills | MN | 04/2024 | 03/2025 |
| Decker Retirement Planning | Bellevue | WA | 11/2021 | 11/2022 |
| A5 Financial Llc | Bothell | WA | 12/2024 | Present |
| A5 Financial Llc | Bothell | WA | 04/2024 | 11/2025 |
| A5 Financial Llc | Bothell | WA | 01/2024 | 11/2025 |
| Fidelity Personal And Workplace Advisors | Bellevue | WA | 12/2022 | 04/2024 |
| A5 Assurance Llc | Bothell | WA | 11/2025 | Present |
| A5 Accounting Llc | Bothell | WA | 11/2025 | Present |
A5 Assurance LLC; Bothell, WA; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 11/2025; Approximately 20 hours per month. A5 ACCOUNTING LLC; BOTHELL, WA; INVESMENT RELATED; ACCOUNTANT; 11/2025; Approximately 30 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-22 |
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