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Perry Thomas Sikes

Investor Resources Inc

Bothell, WA

Bothell, WA

Bothell, WA

CRD 2605931

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Employer firm

Investor Resources Inc CRD 110766

$43.1M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Investor Resources Inc

22722 29Th Drive Se Suite 100, Bothell, WA 98021 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-05-15
WA RA APPROVED 2007-03-01
  • AZ RA
    APPROVED
    Since 2012-05-15
  • WA RA
    APPROVED
    Since 2007-03-01

Branch Locations

22722 29Th Drive Se Suite 100, Bothell, WA 98021 • United States

Bothell, WA • United States

22722 29Th Drive Se Suite 100, Bothell, WA 98021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investor Rsources, Inc. Bellevue WA 03/2007 Present
  • 03/2007 → Present
    Investor Rsources, Inc.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-10
S63 Uniform Securities Agent State Law Examination 1995-06-29
  • S65 Uniform Investment Adviser Law Examination
    1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1995-06-29
Designations
  • Certified Financial Planner
Other Names
  • Perry Thomas Sikes
  • Perry Thomas Sikes
  • Perry Thomas Sikes Jr

View on SEC IAPD

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