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A5 Financial LLC CRD 334313
$14.9M regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-25 |
Branch Locations
22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Soquel | CA | 06/2016 | 12/2019 |
| Charles Schwab Bank | Soquel | CA | 03/2016 | 12/2019 |
| Ameriprise Financial Services, Oinc | Edmonds | WA | 12/2019 | 08/2021 |
| Decker Retirement Planning | Renton | WA | 08/2021 | 01/2024 |
| Gradient Advisors, Llc | Arden Hills | MN | 03/2024 | 03/2025 |
| A5 Financial Llc | Bothell | WA | 12/2024 | Present |
| A5 Financial Llc | Bothell | WA | 01/2024 | 11/2025 |
| A5 Financial Llc | Bothell | WA | 01/2024 | 11/2025 |
| Ameriprise Financial Services Llc | Edmonds | WA | 05/2020 | 08/2021 |
| Charles Schwab & Co., Inc. | Soquel | CA | 07/2016 | 12/2019 |
| A5 Assurance Llc | Bothell | WA | 11/2025 | Present |
A5 Assurance LLC; Bothell, WA; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 11/2025; Approximately 80 hours per month spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-12 |
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