David Roger Rabinaw

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-22
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED	2019-01-24

PA RA
APPROVED

Since 2024-08-22
NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED

Since 2019-01-24

Branch Locations

195 N Bedford Rd, Mount Kisco, NY 10549 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Yorktown Heights	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Yorktown Heights	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Yorktown Heights, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

Yorktown Heights, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-17
S63	Uniform Securities Agent State Law Examination	1987-07-01

S65 Uniform Investment Adviser Law Examination

1995-08-17
S63 Uniform Securities Agent State Law Examination

1987-07-01

Other Names

David Rabinaw

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews