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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-12-04 |
Branch Locations
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Union, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bethesda North | Cincinnati | OH | 01/2003 | Present |
| Crown Capital Securities, Lp | Orange | CA | 10/2005 | 11/2023 |
| United Advisor Group, Llc | Union | KY | 11/2023 | Present |
I'M AN EMPLOYEE OF TRI HEALTH; BUS. ADD.: 10500 MONTGOMERY RD., CINCINNATI, OH; START DATE 01/06/03; I DEVOTE 80HRS/MO 56HRS DURING TRADING; MY DUTIES ARE AS A REGISTERED RESPIRATORY THERAPIST. THIS IS NOT AN INVESTMENT RELATED ACTIVITY. INDEPENDENT INSURANCE AGENT. SALES OF INSURANCE PRODUCTS. STARTED11/2023.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-18 |
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