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Gary Lee Williams

United Advisor Group

Cincinnati, OH

Union, KY

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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-04
  • KY RA
    APPROVED
    Since 2023-12-04

Branch Locations

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Union, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bethesda North Cincinnati OH 01/2003 Present
Crown Capital Securities, Lp Orange CA 10/2005 11/2023
United Advisor Group, Llc Union KY 11/2023 Present
  • 01/2003 → Present
    Bethesda North
    Cincinnati, OH
  • 10/2005 → 11/2023
    Crown Capital Securities, Lp
    Orange, CA
  • 11/2023 → Present
    United Advisor Group, Llc
    Union, KY
Previous Registrations
  • 2005-11-22 → 2023-12-08
    Crown Capital Securities, L.P.
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

I'M AN EMPLOYEE OF TRI HEALTH; BUS. ADD.: 10500 MONTGOMERY RD., CINCINNATI, OH; START DATE 01/06/03; I DEVOTE 80HRS/MO 56HRS DURING TRADING; MY DUTIES ARE AS A REGISTERED RESPIRATORY THERAPIST. THIS IS NOT AN INVESTMENT RELATED ACTIVITY. INDEPENDENT INSURANCE AGENT. SALES OF INSURANCE PRODUCTS. STARTED11/2023.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-18
  • S63 Uniform Securities Agent State Law Examination
    1987-08-18
Designations

View on SEC IAPD

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