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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-07-13
HI RA APPROVED 2022-07-12
  • CO RA
    APPROVED
    Since 2022-07-13
  • HI RA
    APPROVED
    Since 2022-07-12

Branch Locations

55 Merchant Street Suite 2100, Honolulu, HI 96813 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E.A. Buck Insurance Dba E.A. Buck Financial Services Honolulu HI 03/1984 Present
Spc Ann Arbor MI 08/2011 12/2019
Parkland Securities Ann Arbor MI 08/2014 12/2019
Madison Avenue Securities, Llc San Diego CA 12/2019 Present
Ae Wealth Management, Llc Topeka KS 12/2019 01/2023
Buck Wealth Strategies, Llc Denver CO 07/2022 Present
  • 03/1984 → Present
    E.A. Buck Insurance Dba E.A. Buck Financial Services
    Honolulu, HI
  • 08/2011 → 12/2019
    Ann Arbor, MI
  • 08/2014 → 12/2019
    Parkland Securities
    Ann Arbor, MI
  • 12/2019 → Present
    Madison Avenue Securities, Llc
    San Diego, CA
  • 12/2019 → 01/2023
    Topeka, KS
  • 07/2022 → Present
    Denver, CO
Previous Registrations
  • 2019-12-07 → 2023-01-10
    Kahululu, HI
    Honolulu, HI
  • 2011-08-02 → 2019-12-02
    Honolulu, HI
    Ann Arbor, MI
  • 2007-01-04 → 2011-08-11
    Grove Point Investments, Llc
    Honolulu, HI
    Honolulu, HI
Other Businesses

1.) NAME: E.A. Buck Insurance DBA E.A. Buck Financial Services.; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE SALES; POSITION: LIFE AGENT; START DATE: 3/31/1984; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: LIFE AGENT 2.) NAME: BUCK WEALTH STRATEGIES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HAWAII 96813; INVESTMENT RELATED: YES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSET MANAGEMENT SERVICES; HOURS PER WEEK: 40 HOURS; START DTATE: 07/2022 3.) NAME: MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-13
S63 Uniform Securities Agent State Law Examination 1987-06-15
  • S65 Uniform Investment Adviser Law Examination
    2006-10-13
  • S63 Uniform Securities Agent State Law Examination
    1987-06-15

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