Timothy Robert Rosiak

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2011-06-07

MI RA
APPROVED

Since 2011-06-07

Branch Locations

215 Ann Arbor Road #203, Plymouth, MI 48170 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	03/1994	Present
Spc	Ann Arbor	MI	01/2002	Present

03/1994 → Present

Sigma Financial Corporation

Ann Arbor, MI
01/2002 → Present

Spc

Ann Arbor, MI

Other Businesses

1. RENTAL OF A HOME THAT IS CURRENTLY OWNED. 2. THE FORTUNE FINANCIAL GROUP: SALE OF HEALTH, LIFE, DISABILITY AND GROUP DENTAL THROUGH VARIOUS INSURANCE COMPANIES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-01

S63 Uniform Securities Agent State Law Examination

1987-06-01

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Spc

Disclosures

Employment History

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