Best Investors Account Sign in

Heather Marie Ott

Oppenheimer & Co. Inc.

Plymouth, MI

Monroe, MI

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-06-08
  • MI RA
    APPROVED
    Since 2018-06-08

Branch Locations

1007 W. Ann Arbor Trail Suite 150, Plymouth, MI 48170 • United States

Monroe, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Plymouth MI 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2018-06-07
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Heather M Pola
  • Heather Marie Pola

View on SEC IAPD

Other Firms

FOGUTH WEALTH MANAGEMENT, LLC.
LPL FINANCIAL LLC
SCHWARTZ INVESTMENT COUNSEL INC
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PINNACLE WEALTH MANAGEMENT GROUP, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AFFINITY WEALTH MANAGEMENT, LLC

Other Investors

PETER PETROPOULOS
WILLIAM ALEXANDER WILLIAMS
LAURA MICHELLE TREANOR
ANTHONY CHARLES RUDA
Kellan Jackson Landefeld
JAMES D POTTER
JASON Andrew NEWEL
BRANDON SCOTT SCHEITLER

Other Offices

FOGUTH WEALTH MANAGEMENT, LLC. · Plymouth, MI
LPL FINANCIAL LLC · PLYMOUTH, MI
SCHWARTZ INVESTMENT COUNSEL INC · PLYMOUTH, MI
EDWARD JONES · PLYMOUTH, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PLYMOUTH, MI
PINNACLE WEALTH MANAGEMENT GROUP, INC. · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PLYMOUTH, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Plymoutyh, MI

More in Plymouth, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor