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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2015-12-02 |
Branch Locations
1007 W. Ann Arbor Trail Suite 150, Plymouth, MI 48170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Plymouth | MI | 01/1999 | Present |
PETER PETROPOULOS & PAMELA PETROPOULOS TRUSTEES-PETER & PAMELA PETROPOULOS TRUST DATE OF TRUST 8/29/22
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-23 |
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