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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-13 |
| MI | RA | APPROVED | 2015-12-16 |
| IL | RA | APPROVED | 2007-11-14 |
Branch Locations
1007 W. Ann Arbor Trail Suite 150, Plymouth, MI 48170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co., Inc. | Plymouth | MI | 03/1999 | Present |
1. USA HOCKEY REFEREE. USA HOCKEY IS BASED IN COLORADO. I OFFICIATE YOUTH HOCKEY GAMES, 2 OR 3 GAMES EVERY COUPLE WEEKS, AND I AM PAID IN CASH, APPROXIMATELY $20.00 PER GAME. FALL, WINTER & SPRING. I HAVE NO INTEREST IN USA HOCKEY BEYOND OFFICIATING. 2. I AM EMPLOYED AS AN OFF ICE OFFICIAL FOR THE NATIONAL HOCKEY LEAGUE (NHL). IT IS NOT INVESTMENT RELATED. I STARTED 8/13/18 - NHL - 1185 AVENUE OF THE ANERICAS, NEW YORK, NY, 10036. NOTHING DURING SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-14 |
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