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Diane Salmon Deck

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-20
IN RA APPROVED 2021-11-17
TX RA APPROVED_RES 2013-08-01
FL RA APPROVED 2007-02-09
OH RA APPROVED 2007-02-09
  • IL RA
    APPROVED
    Since 2022-07-20
  • IN RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED_RES
    Since 2013-08-01
  • FL RA
    APPROVED
    Since 2007-02-09
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 11/2013 Present
Previous Registrations
  • 2004-01-13 → 2007-02-09
    Keybanc Capital Markets Inc.
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-22
S63 Uniform Securities Agent State Law Examination 1990-12-10
  • S65 Uniform Investment Adviser Law Examination
    2003-12-22
  • S63 Uniform Securities Agent State Law Examination
    1990-12-10
Other Names
  • Diane Marie Salmon
  • Diane Marie Salmon
  • Diane Marie Salmon

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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