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Jason Lee Schrimsher

Wells Fargo Clearing Services, LLC

Huntsville, AL

CRD 3242021

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-12
TX RA APPROVED 2026-02-12
  • AL RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED
    Since 2026-02-12

Branch Locations

525 Madison St, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Huntsville AL 01/2009 02/2026
Wells Fargo Clearing Services, Llc. Huntsville AL 02/2026 Present
Previous Registrations
  • 2009-01-16 → 2026-02-23
    Ubs Financial Services Inc.
    Huntsville, AL
  • 2007-04-02 → 2009-01-22
    Morgan Stanley & Co. Llc
    Huntsville, AL
  • 2003-07-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Huntsville, AL
    Huntsville, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-14
S63 Uniform Securities Agent State Law Examination 1999-08-11
  • S65 Uniform Investment Adviser Law Examination
    2003-08-14
  • S63 Uniform Securities Agent State Law Examination
    1999-08-11

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Nearby Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS

Nearby Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL

More in Huntsville, AL

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