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Mark Anthony Russell

LPl Financial LLC

Huntsville, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-09-26
AL RA APPROVED 2004-05-24
  • TX RA
    APPROVED_RES
    Since 2008-09-26
  • AL RA
    APPROVED
    Since 2004-05-24

Branch Locations

303 Williams Ave Sw Ste 711, Huntsville, AL 35801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Huntsville AL 05/2004 Present
Previous Registrations
  • 2000-04-25 → 2004-05-24
    Osaic Fa, Inc.
    Huntsville, AL
Other Businesses

1. 05/20/2004 - FPH FINANCIAL SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/6/2005 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - TERM LIFE & NON-VARIABLE PRODUCT SALES. 3. 9/13/2005 - No Business Name - Investment Related - ACT IN A FIDUCIARY CAPACITY - LIMITED POWER OF ATTORNEY FOR PARENTS ESTATE PLANNING. 4. 6/9/2008 - No Business Name - Investment Related - ACT IN A FIDUCIARY CAPACITY - DEBORA KAY RUSSELL (SISTER) - DUE TO MY SISTER'S HEALTH, MY PARENTS AND I AGREE THAT I SHOULD BE THE PERSON IN OUR FAMILY TO HAVE A GENERAL DURABLE POWER OF ATTORNEY AND BY NAMED AS HER HEALTH CARE PROXY AS OF 02/20/2008. 5. 7/14/2016 - Russell Financial Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/29/2016 - 200 Hours Per Month/136 Hours During Securities Trading. 6. 2/5/2018 - Alabama Notary - Investment Related - At Reported Business Location(s) - Other-Alabama Notary - Started 09/01/2015 - 1 Hour Per Month During Securities Trading - Notary Public. 7. 7/8/2020 - Boonie, LLC - Investment Related - 303 Williams Ave SW Ste 711, Huntsville, AL 35801 - Real Estate Rental - Started 03/21/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Created a LLC to hold the real estate/property for where Russell Financial Advisors, LLC is located.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-19
  • S63 Uniform Securities Agent State Law Examination
    1987-05-19

View on SEC IAPD

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