Eric Ty King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 09/2017
  Cetera Investment Services
  St Cloud, MN
• 03/2005 → 09/2017
  Regions Bank
  Arab, AL
• 01/2014 → 10/2017
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2017 → Present
  Lpl Financial Llc
  Huntsville, AL

Previous Registrations

• 2014-01-21 → 2017-09-28
  Cetera Investment Advisers Llc
  Arab, AL
• 2013-06-21 → 2014-01-21
  Cetera Investment Services Llc
  Hoover, AL
  Arab, AL
  Arab, AL
  St Cloud, MN
• 2007-02-21 → 2012-03-31
  Morgan Keegan & Company, Llc
  Birmingham, AL
  Guntersville, AL
  Memphis, TN
• 2005-05-24 → 2007-02-21
  Amsouth Investment Management Company Llc
  Guntersville, AL
• 2002-10-23 → 2003-01-23
  Southtrust Securities, Llc
  Arab, AL
• 2000-04-25 → 2002-10-09
  Osaic Fa, Inc.
  Huntsville, AL

Other Businesses

1) 10/16/17- Russell Financial Advisors LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Huntsville, AL - 100% 2) 10/16/17- Notary - Non- Inv. Related- Arab, AL- start date 01/01/2015- 1% 3) 10/4/2018 - City of Arab - Park and Rec. - Not Investment Related - 740 North Main StreetArab AL 35016 - Outside/W-2 Employment - Start Date:09/17/2018 - 1 Hours Per Month/0 Hours During Trading - Substitute Referee. 4) 4/9/2021 - K&K Farms - Not Investment Related - Home Based - Other-Business Owner - Start Date: 1/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Hobby farmer, but on occasion charge for tractor work including cutting grass, dirt work, etc. 5) 01/29/2024 - Kings OUtdoor Life - Business Owner - Not Investment Related - Home Based - Start Date 10/01/2023 - 3 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-11
• S63 Uniform Securities Agent State Law Examination
  1998-09-10

Other Names

• Ty King
• E T King
• Eric T King