Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-10-19
  • AL RA
    APPROVED
    Since 2007-10-19

Branch Locations

303 Williams Ave Sw Ste 711, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Huntsville AL 10/2007 Present
  • 10/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Huntsville, AL
Previous Registrations
  • 2002-12-16 → 2007-10-25
    A. G. Edwards & Sons, Inc.
    Huntsville, AL
    Huntsville, AL
Other Businesses

(1) 7/21/2016 - Russell Financial Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/14/2016 - 40 Hours Per Month During Securities Trading. (2) 01/06/2022 - CB&S Bank - Not Investment Related - 521 Madison Street, Huntsville, Alabama 35801 - For-Profit Board Member - Start Date: 01/10/2022 - 1 Hours Per Month/1 Hours During Securities Trading - CB&S Bank Advisory Board Member for the Madison County Region.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-13
  • S66 Uniform Combined State Law Examination
    2002-12-13
Other Names
  • John Kimbrough Walters

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Huntsville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor