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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2021-02-01
TX RA APPROVED 2021-01-27
  • MS RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED
    Since 2021-01-27

Branch Locations

1302 Magnolia St., Unit A2 Suite 110, Gulfport, MS 39507 • United States

125 Davis Ave, Ste H, Pass Christian, MS 39571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Gulfport MS 02/2011 01/2021
Hancock Investment Services, Inc. Gulfport MS 02/2011 01/2021
Stratos Wealth Partners, Ltd Gulfport MS 01/2021 Present
Lpl Financial Llc Gulfport MS 01/2021 Present
  • 02/2011 → 01/2021
    Hancock Bank
    Gulfport, MS
  • 02/2011 → 01/2021
    Hancock Investment Services, Inc.
    Gulfport, MS
  • 01/2021 → Present
    Gulfport, MS
  • 01/2021 → Present
    Lpl Financial Llc
    Gulfport, MS
Previous Registrations
Other Businesses

1 )1/27/2021- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Gulfport, MS - 100% 2) 1/27/2021- VanKirk Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Gulfport, MS -100% 3) 1/27/2021 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/4/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    2007-04-10
Designations

View on SEC IAPD

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