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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-06 |
| MS | RA | APPROVED | 2009-08-14 |
Branch Locations
1311 Spring Street Suite B, Gulfport, MS 39501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Gulfport | MS | 08/2009 | Present |
1. Notary; 401 Mississippi St Jackson MS 39201; Notary service; notarize client documents; 12/30/1994; 1 hr/year; During security trading hours; Not Investment-Related 2. Morse Properties; P O Box 689 Pass Christian MS 39571; real estate; Secretary; Bill Pay if needed; 11/18/1994; 0 hrs/day; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-28 |
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