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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-22 |
| MS | RA | APPROVED | 2009-08-14 |
| TX | RA | APPROVED_RES | 2009-08-14 |
Branch Locations
1311 Spring Street Suite B, Gulfport, MS 39501 • United States
Pine Mountain, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Gulfport | MS | 08/2009 | Present |
1. USM Foundation; 118 College Drive Hattiesburg MS 39406; Raise funds for scholarships; on the Resource Development Committee and the Campaign Leadership Council; 11/17/2017; 4.00 Hour(s) Per Quarter; during securities trading hours; Not Investment-Related. 2. University of Southern Mississippi Foundation; 118 College Drive #5210, Hattiesburg, MS 39406; Raising funds for scholarships; Investment Committee Chair; Guide committee in overseeing investments; 07/01/2020; 6 Horus per Quarter; During Securities Trading Hours; Not Investment-Related. 3. Crosspoint Church; 15046 N. Swan Rd Gulfport, MS 39503; Church; Member of the Stewardship Committee; To help prepare the annual budget and to monitor it throughout the year, also review personnel recommendations that originate with the pastor and staff; 7/1/2022; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-20 |
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