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Charles H Hawkins Iii

LPl Financial LLC

Gulfport, MS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-02
MS RA APPROVED 2025-10-01
  • TX RA
    APPROVED_RES
    Since 2025-10-02
  • MS RA
    APPROVED
    Since 2025-10-01

Branch Locations

1109 Cowan Road Suite B3, Gulfport, MS 39507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Ridgeland MS 09/2010 08/2022
Aig Ridgeland MS 07/2010 08/2022
Massmutual Life Insurance Company Gulfport MS 08/2022 10/2025
Mml Investors Services, Llc Gulfport MS 09/2022 10/2025
Lpl Financial Llc Gulfport MS 10/2025 Present
Previous Registrations
Other Businesses

1) 09/2025 - Hawkins Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 09/2025 - Stir Spirits and Fine Wines, LLC / Business Owner / Non Inv Related / Biloxi, MS 39531 / Start date 08/08/2025 - 1 hrs per month -1 % time spent 3) 09/2025 - RDH Holdings, LLC / Real Estate Rental / Co-Owner / Inv Related / Gulfport, MS 39507 / Start date 08/07/2025 - 10 hrs per month - 1 % time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-10
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2008-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22
Other Names
  • Chip Hawkins
  • Charles H Hawkins
  • Charles H Hawkins Iii

View on SEC IAPD

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