Ethan Michael Smith

Current Employers

Employment History

• 08/2009 → 12/2017
  Hancock Investment Services, Inc.
  Gulfport, MS
• 12/2017 → Present
  Lpl Financial Llc
  Gulfport, MS
• 12/2017 → Present
  Stratos Wealth Partners, Ltd.
  Gulfport, MS

Previous Registrations

• 2009-04-21 → 2017-12-01
  Hancock Whitney Investment Services Inc.
  Saucier, MS
  Long Beach, MS
  Gulfport, MS
  Gulfport, MS
  Gulfport, MS
  Gulfport, MS
  New Orleans, LA
  Bay St Louis, MS
  Gulfport, MS

Other Businesses

1) 11/27/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 60 hr/mth 2) 11/27/2017 - Van Kirk Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2010 - 80 hr/mth 3) 11/27/2017 - H6 LLC - Real Estate Rental - member - Gulfport, MS - start: 01/2015 4) 12/1/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 12/5/2017 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/01/2017 - 800 Hours Per Month/8 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Stratos Wealth Partners, Ltd.., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 800 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 12/5/2017 - Stratos Wealth Partners, Ltd. - DBA: Van Kirk Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/28/2017 - 800 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd.., an independent investment advisor firm. I started this business activity in Dec 2017. I expect to spend approximately 800 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 11/4/2019 - Van Kirk Wealth Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 11/08/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 8) 11/7/2019 - Medicare Health Plans - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/01/2019 - 10 Hours Per Month During Securities Trading - Sell Medicare Supplemental and Advantage plans. 9) 09/02/2022 - Harbor Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 10) 09/22/2022 - VKWA PROPERTIES - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 09/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 11) 08/23/2023 - AVL Wealthcare - Registered Investment Advisor DBA - IAR - Investment Related - AT Reported Business Location(s) - Start Date 09/01/2022 - 10 Hours Per Month/ 10 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-03-06

Other Names

• Ethan M Smith
• Ethan M Smith