James Arthur Stokes

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2012-11-26
FL	RA	APPROVED	2009-04-09

IN RA
APPROVED

Since 2012-11-26
FL RA
APPROVED

Since 2009-04-09

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

3117 Edgewater Dr. Suite A, Orlando, FL 32804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Madison Avenue Securities, Llc	Orlando	FL	09/2006	Present
Madison Avenue Securities, Llc	Orlando	FL	02/2009	Present
Jas Financial Group, Inc. Dba Stokes Wealth	Orlando	FL	04/2009	Present
Jas Properties, Ltd. Dba Bar Snake Farms	Osteen	FL	12/2005	Present

09/2006 → Present

Madison Avenue Securities, Llc

Orlando, FL
02/2009 → Present

Madison Avenue Securities, Llc

Orlando, FL
04/2009 → Present

Jas Financial Group, Inc. Dba Stokes Wealth

Orlando, FL
12/2005 → Present

Jas Properties, Ltd. Dba Bar Snake Farms

Osteen, FL

Previous Registrations

2006-10-09 → 2009-03-25

Madison Avenue Advisors, Inc.

Apopka, FL

Orlando, FL

Orlando, FL

Other Businesses

1.) NAME OF BUSINESS: JAS PROPERTIES, LTD. DBA BAR SNAKE FARMS POSITION: OWNER (PASSIVE) NATURE: A FAMILY CATTLE AND TIMBER OPERATION. CATTLE, TIMBER, PALM TREES, INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 0 START DATE: 12/06/2005 ADDRESS: 1515 W. SMITH STREET ORLANDO, FL 32804 DESCRIPTION: MEET WITH CATTLE, TIMBER, PALM TREE BUYERS/OWNERS. 2.)NAME OF BUSINESS: JAS FINANCIAL GROUP, INC. DBA STOKES WEALTH POSITION: OWNER-PRESIDENT; NATURE: SALES AND SERVICE OF FIXED ANNUITY, FIAs, LIFE INSURANCE, LTC, HEALTH INSURANCE, DI, MED. SUPs; INVESTMENT RELATED: YES; HOURS/MONTH: 80 INVESTMENT RELATED HOURS: 80 START DATE: 01/23/2006 ADDRESS: 3117 EDGEWATER DRIVE, ORLANDO FL 32804; DESCRIPTION: SALES AND SERVICE OF FIXED ANNUITY, FIAs, LIFE INSURANCE, LTC, HEALTH INSURANCE, DI, MED. SUPs 3.) Name: Anne V. Stokes Irrevocable Trust Dtd 02-07-2008; Address: 824 Country Lane, Orlando FL 32804; Investment Related: No; Position: Trustee; Duties: Manage assets held by Trust and eventually distribute to beneficiaries of Trust; Hours Per Week: Less than 1 hour; Start Date: 2/7/2008

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-10-14

S63 Uniform Securities Agent State Law Examination

1987-10-14

Designations

Certified Financial Planner

Other Names

Jay Stokes
James Arthur Stokes

View on SEC IAPD