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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-09-27
  • UT RA
    APPROVED
    Since 2019-09-27

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Advisors Salt Lake City UT 01/2006 09/2019
Raymond James Financial Services, Inc. Holladay UT 09/2019 Present
Raymond James Financial Services Advisors Inc. Holladay UT 09/2019 Present
Previous Registrations
  • 2006-01-18 → 2019-09-27
    First Western Advisors
    Holladay, UT
    Holladay, UT
  • 2003-02-06 → 2006-01-17
    Zions Direct, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

(1)Name of Business: First Western Advisors Address: 6405 South 3000 East Suite 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/27/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-09
S63 Uniform Securities Agent State Law Examination 1987-09-17
  • S66 Uniform Combined State Law Examination
    2001-05-09
  • S63 Uniform Securities Agent State Law Examination
    1987-09-17

View on SEC IAPD

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